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Navigating Compliance in Financial Services: Consumer Duty A New LinkedIn Article Series

Posted on
November 4, 2024
Posted by
Mark Penswick

Navigating Compliance in Financial Services: A New LinkedIn Article Series.

After the success with the last newsletter series AI and Compliance I am happy to launch the next mini LinkedIn article series, where I'll be delving into the critical challenges and opportunities that compliance professionals in the UK financial services sector face. With the ongoing FCA's Consumer Duty, the landscape of compliance has become even more dynamic and complex. Over the next few weeks, I'll be sharing articles on the following topics:

  1. Navigating the Maze of Unclear Regulatory Guidance
  2. Balancing the Scales
  3. Bridging the Gap
  4. The Challenge of Inconsistent Implementation
  5. Mastering the Art of Compliance Training
  6. Navigating Tight Deadlines
  7. Integrating Compliance with Existing Systems
  8. Navigating the High Costs of Compliance
  9. Bridging the Gap: Senior Management Support in Compliance
  10. Keeping Pace with Change

These articles are designed to provide insights, strategies, and practical advice for compliance professionals navigating the evolving landscape of financial services. Whether you're dealing with regulatory complexities, resource constraints, or the integration of new systems, there's something here for you.

I am particularly keen to hear your perspectives on these issues. What challenges have you encountered? What solutions have you found effective? Your thoughts and feedback will be invaluable as we embark on this journey together.

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